SOVEREIGN AI · FCA EXPOSURE
FCA Aligned GenAI Exposure Self-Audit
Under the UK Sovereign AI bar, GenAI in regulated financial services should be tested, monitored, and proved — not only covered by principles on paper. This short diagnostic maps where assistants, copilots and browser LLMs can create conduct, customer-data, and assurance exposure across FCA-regulated firms. About three to four minutes. You get an exposure band and control-strength profile — not regulatory approval, funding eligibility, or advice.

Compliance AI Shield
complianceaishield.co.uk
Self-auditSovereign AI12 questions~3–4 minutes
Start the self-audit
Twelve questions. Answer Yes / Partial / No / Unknown. Then unlock your exposure band and six-axis control-strength profile.
This scores exposure, not eligibility for any government funding scheme. It does not intercept a live prompt, block a model call, or produce a cryptographic audit receipt. Paper policies catalogue risk — they do not eliminate runtime leakage.
Educational self-assessment only. Not regulatory advice or FCA authorisation evidence.
Also available: SRA GenAI Exposure Self-Audit
Also available: SRA GenAI Exposure Self-Audit
