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SOVEREIGN AI · FCA EXPOSURE

FCA Aligned GenAI Exposure Self-Audit

Under the UK Sovereign AI bar, GenAI in regulated financial services should be tested, monitored, and proved — not only covered by principles on paper. This short diagnostic maps where assistants, copilots and browser LLMs can create conduct, customer-data, and assurance exposure across FCA-regulated firms. About three to four minutes. You get an exposure band and control-strength profile — not regulatory approval, funding eligibility, or advice.

Compliance AI Shield
FCA-aligned · UK financial services
Compliance AI Shield
Compliance AI Shield
complianceaishield.co.uk
Self-auditSovereign AI12 questions~3–4 minutes

Start the self-audit

Twelve questions. Answer Yes / Partial / No / Unknown. Then unlock your exposure band and six-axis control-strength profile.

This scores exposure, not eligibility for any government funding scheme. It does not intercept a live prompt, block a model call, or produce a cryptographic audit receipt. Paper policies catalogue risk — they do not eliminate runtime leakage.
Educational self-assessment only. Not regulatory advice or FCA authorisation evidence.
Also available: SRA GenAI Exposure Self-Audit

Deploy Governance Before Risk Scales.

Bypass standard multi-month corporate procurement. Initialise your 90-day compliance framework in a brief 15-minute alignment call with our deployment engineers.

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